Rules

DISCLAIMER

DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including, but not limited to, those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc. shall accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation.

Articles of Incorporation

Articles of Incorporation (as of October 2, 2023) icon-pdf
Advisory Committee Rules (as of March 24, 2014) icon-pdf

Business Regulations and Related Rules

Business Regulations (as of January 4, 2024) icon-pdf
Enforcement Rules for Business Regulations (as of June 1, 2023) icon-pdf
Rules Concerning Bids and Offers (as of June 26, 2023) icon-pdf
Rules Concerning Price Limits on Bids and Offers (as of December 1, 2014) icon-pdf
Rules Regarding Trading Units of Foreign Stocks (as of August 1, 2020) icon-pdf
Rules on Regulatory Measures Concerning Securities Trading or Its Brokerage (as of January 15, 2024) icon-pdf

Trading Participant Regulations and Related Rules

Trading Participant Regulations (as of January 4, 2024) icon-pdf
Trading Participant Agreement (For domestic corporations) (May 1, 2019 version) icon-pdf
Trading Participant Agreement (For foreign corporations other than authorized transaction-at-exchange operators) (May 1, 2019 version) icon-pdf
Trading Participant Agreement (For remote trading participants) (May 1, 2019 version) icon-pdf
Enforcement Rules for Trading Participant Regulations (as of January 4, 2024) icon-pdf
Rules concerning Examinations on Obtaining Trading Qualifications (as of June 1, 2020) icon-pdf
Rules regarding Trading Participant Fees, etc. (as of January 4, 2024) icon-pdf
Rules concerning Securities in lieu of Security Deposit as Participant Bonds, Trading Participant Security Money, and Trading Margin for When-issued Transactions (as of May 1, 2018) icon-pdf
Rules concerning Reporting of Syndicate Cover Transactions (as of January 4, 2024) icon-pdf
Rules concerning Issue under Trade Monitoring (as of January 4, 2024) icon-pdf
Rules concerning Trading Supervision Systems at Trading Participants to Prevent Unfair Trading (as of April 4, 2022) icon-pdf
Rules concerning Order Management Systems at Trading Participants (as of January 4, 2021) icon-pdf
Rules concerning Trading Participants' Listing Eligibility Examination Systems, etc. (as of January 15, 2024) icon-pdf
Rules concerning Just and Equitable Principles of Trade (as of April 4, 2022) icon-pdf
Arbitration Rules (as of March 24, 2014) icon-pdf

Clearing and Settlement Regulations and Related Rules

Clearing and Settlement Regulations (as of July 16, 2019) icon-pdf
Enforcement Rules for Clearing and Settlement Regulations (as of July 16, 2019) icon-pdf

Regulations Regarding Margin Transactions and Loans for Margin Transactions and Related Rules

Regulations Regarding Margin Transactions and Loans for Margin Transactions (as of July 16, 2019) icon-pdf
Rules for Treatment of Rights Pertaining to Standardized Margin Transactions (as of December 1, 2014) icon-pdf
Rules Concerning Selection of Stocks Eligible for Standardized Margin Transactions and Loans for Margin Transactions (as of January 15, 2024) icon-pdf

Securities Listing Regulations and Related Rules

Securities Listing Regulations (as of April 1, 2024) icon-pdf
Enforcement Rules for Securities Listing Regulations (as of April 1, 2024) icon-pdf
Guidelines Concerning Listing Examination, etc.(as of April 1, 2024) icon-pdf
Guidelines Concerning Listed Company Compliance, etc.(as of April 1, 2024) icon-pdf

Brokerage Agreement Standards and Related Rules

Brokerage Agreement Standards (as of January 4, 2024) icon-pdf
The Rate of Delinquency Charges Based on the Agreements (as of March 24, 2014) icon-pdf
Exclusion from Securities in lieu of Security Deposit for Security Deposit (as of September 30, 2007) icon-pdf

Special Regulations and Related Rules

Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of June 28, 2021) icon-pdf
Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of May 17, 2021) icon-pdf
Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of April 1, 2024)
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Enforcement Rules for Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of April 1, 2024) icon-pdf
Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of December 13, 2019) icon-pdf
Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of July 16, 2019) icon-pdf
 

[Related link]

For the Financial Instruments and Exchange Act, the Companies Act, etc., please refer to the following webpage:
Japanese Law Translation