DISCLAIMER
DISCLAIMER: This translation may be used for reference purposes only. This English version is not an official translation of the original Japanese version (including tables for comparison of new and old rules and regulations; hereinafter the same). Certain parts of the translation may have been edited to accommodate differences in writing style and expression between English and Japanese. In cases where any differences including, but not limited to, those differences above occur between the English version and the original Japanese version, the Japanese version shall prevail. This translation is subject to change without notice. Tokyo Stock Exchange, Inc. shall accept no responsibility or liability for damage or loss caused by any error, inaccuracy, misunderstanding, or changes with regard to this translation.
Articles of Incorporation
Articles of Incorporation (as of October 2, 2023) |
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Advisory Committee Rules (as of March 24, 2014) |
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Business Regulations and Related Rules
Business Regulations (as of January 4, 2024) |
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Enforcement Rules for Business Regulations (as of June 1, 2023) |
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Rules Concerning Bids and Offers (as of June 26, 2023) |
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Rules Concerning Price Limits on Bids and Offers (as of December 1, 2014) |
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Rules Regarding Trading Units of Foreign Stocks (as of August 1, 2020) |
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Rules on Regulatory Measures Concerning Securities Trading or Its Brokerage (as of January 15, 2024) |
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Trading Participant Regulations and Related Rules
Trading Participant Regulations (as of January 4, 2024) |
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Trading Participant Agreement (For domestic corporations) (May 1, 2019 version) |
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Trading Participant Agreement (For foreign corporations other than authorized transaction-at-exchange operators) (May 1, 2019 version) |
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Trading Participant Agreement (For remote trading participants) (May 1, 2019 version) |
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Enforcement Rules for Trading Participant Regulations (as of January 4, 2024) |
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Rules concerning Examinations on Obtaining Trading Qualifications (as of June 1, 2020) |
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Rules regarding Trading Participant Fees, etc. (as of January 4, 2024) |
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Rules concerning Securities in lieu of Security Deposit as Participant Bonds, Trading Participant Security Money, and Trading Margin for When-issued Transactions (as of May 1, 2018) |
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Rules concerning Reporting of Syndicate Cover Transactions (as of January 4, 2024) |
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Rules concerning Issue under Trade Monitoring (as of January 4, 2024) |
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Rules concerning Trading Supervision Systems at Trading Participants to Prevent Unfair Trading (as of April 4, 2022) |
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Rules concerning Order Management Systems at Trading Participants (as of January 4, 2021) |
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Rules concerning Trading Participants' Listing Eligibility Examination Systems, etc. (as of January 15, 2024) |
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Rules concerning Just and Equitable Principles of Trade (as of April 4, 2022) |
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Arbitration Rules (as of March 24, 2014) |
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Clearing and Settlement Regulations and Related Rules
Clearing and Settlement Regulations (as of July 16, 2019) |
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Enforcement Rules for Clearing and Settlement Regulations (as of July 16, 2019) |
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Regulations Regarding Margin Transactions and Loans for Margin Transactions and Related Rules
Regulations Regarding Margin Transactions and Loans for Margin Transactions (as of July 16, 2019) |
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Rules for Treatment of Rights Pertaining to Standardized Margin Transactions (as of December 1, 2014) |
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Rules Concerning Selection of Stocks Eligible for Standardized Margin Transactions and Loans for Margin Transactions (as of January 15, 2024) |
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Securities Listing Regulations and Related Rules
Securities Listing Regulations (as of April 1, 2024) |
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Enforcement Rules for Securities Listing Regulations (as of April 1, 2024) |
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Guidelines Concerning Listing Examination, etc.(as of April 1, 2024) |
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Guidelines Concerning Listed Company Compliance, etc.(as of April 1, 2024) |
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Brokerage Agreement Standards and Related Rules
Brokerage Agreement Standards (as of January 4, 2024) |
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The Rate of Delinquency Charges Based on the Agreements (as of March 24, 2014) |
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Exclusion from Securities in lieu of Security Deposit for Security Deposit (as of September 30, 2007) |
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Special Regulations and Related Rules
Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of June 28, 2021) |
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Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning ToSTNeT Market (as of May 17, 2021) |
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Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of April 1, 2024)
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Enforcement Rules for Special Regulations of Securities Listing Regulations Concerning Specified Listed Securities (as of April 1, 2024) |
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Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of December 13, 2019) |
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Enforcement Rules for Special Regulations of Business Regulations and Brokerage Agreement Standards Concerning Specified Financial Instruments Exchange Markets (as of July 16, 2019) |
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[Related link]
For the Financial Instruments and Exchange Act, the Companies Act, etc., please refer to the following webpage:
Japanese Law Translation